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| Investment Services / Product Administration Manager | Comprehensive Recruiting Outstanding compensation and benefit pla... | New York City, NY | 03 Jul 08 |
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NYC Investment Bank is looking to add an experienced professional to their Investment Services & Products (“IS...
| Compliance Associate - Securities and Compliance Officer - Broker-Dealer | Legend Global Search, Inc. $120K and $75K | New York, NY, 10036 | 03 Jul 08 |
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Securities Compliance Associate at Prime Brokerage Firm, Compliance Officer at Broker-Dealer of Registered Inv...
| Market Surveillance Managing Director | Legend Global Search, Inc. $175K | New York, NY, 10036 | 03 Jul 08 |
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Market Surveillance - International Finance
| Control Room Manager | Legend Global Search, Inc. To $200K + Bonus | New York City, NY | 03 Jul 08 |
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Control Room Manager, Compliance, Investment Services, Asset Management Securities Exchange Act of 1934
| Compliance Officer - Registered Investment Adviser | Legend Global Search, Inc. $75K | New York, NY, 10036 | 03 Jul 08 |
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Compliance Officer - Registered Investment Adviser and Broker-Dealer
| Manager Anti- Money Laundering Advisory | E. D. Starr & Company Competitive | New York, NY | 03 Jul 08 |
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Top Ranked Anti-Money Laundering Advisory Practice
| Equities Compliance Officer | Not Disclosed Salary will be $110 to $140 depending on... | New York, NY, 10016 | 02 Jul 08 |
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Our client a full service Investment Bank is looking for a senior Compiance Officer to manager the day to day ...
| Chief Compliance Officer (CCO) | Not Disclosed Competitive base salary, bonus and benef... | New York City, NY | 02 Jul 08 |
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Our client, a respected foreign institutional broker dealer is seeking a CCO to run their internal compliance ...
| Banking Opportunities | Not Disclosed $80K - $150K plus bonus | New York, NY, 10176 | 02 Jul 08 |
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Immediate openings at a top-tiered international bank and investment bank. Candidates with compliance, M&A co...
| Senior Compliance Officer | BBVA Competitive | New York City, NY | 02 Jul 08 |
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This position is responsible for ensuring overall compliance with a variety of institutional broker-dealer reg...
| Director SOX Compliance, Reporting | Huffman Associates LLC 150-175k base, + year end bonus | USA-NY-New York City | 02 Jul 08 |
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The Director of SOX Compliance and Reporting will develop the risk assessment and strategy used to support the...
| Associate General Counsel | Not Disclosed Base salary, bonus and benefits. | New York City, NY | 01 Jul 08 |
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Our client, a global, top tier investment investment bank is seeking a Associate General Counsel within their ...
| Director of Regulatory Affairs | Not Disclosed base plus bonus | New York, NY, 10036 | 01 Jul 08 |
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Institutional broker/dealer has a newly created postion for a Director of Regulatory Affairs; JD required
| Director, Equity and Fixed Income Surveillance (R5217) | Barker & Gilmore, LLC Base & Bonus | New York, NY | 01 Jul 08 |
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Large and respected financial institution seeks Surveillance Manager for desirable New York, NY location.
| Compliance Analyst | BNY Mellon Asset Management DOE | New York, NY, 10166 | 01 Jul 08 |
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Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perfo...
| Deputy AML Officer | BNY Mellon Asset Management DOE | New York, NY, 10166 | 01 Jul 08 |
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You will be responsible for the day-to-day management of the AML function.
| Regulatory Analyst | BNP Paribas not disclosed | USA-NY-New York City | 01 Jul 08 |
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See job description below
| Senior Compliance Officer: Investment Bank | Ashton Lane Group, Inc Excellent Base & Bonus | New York City, NY, 10001 | 30 Jun 08 |
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Responsible for a variety of regulatory and compliance functions of a global investment bank.
| Fixed Income Rates Generalist | Barclays Capital Competitive | USA-NY-New York City | 30 Jun 08 |
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Department OverviewThe Compliance Department is responsible for the creation and implementation of appropriate...
| ISDA Negotiator- Take Control of Your Future | The Boldon Group Excellent | Manhattan, NY, 10036 | 29 Jun 08 |
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Tired of waiting for the next round of layoffs to be announced? Why not take control of your future and join a...
| Corporate Attorney | Not Disclosed competitive | New York City, NY | 27 Jun 08 |
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Growing global boutique institutional trading and investment banking firm headquartered in mid-town seeks a co...
| Records Manager - Asset Management | Not Disclosed 150,000 - 350,000 | Manhattan, NY, 10174 | 27 Jun 08 |
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The Director of Information and Document Risk Management is responsible for the development and oversight of a...
| Junior Compliance Officer | Not Disclosed 80,000 - 150,000 | New York, NY, 10174 | 27 Jun 08 |
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Our compliance associates assist with the organization, administration and enforcement of the company’s compli...
| Hedg Fund Compliance Officer | Not Disclosed 90,000 - 150,000 | New York, NY, 10174 | 27 Jun 08 |
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10 Billion Dollar plus hedge fund is looking to bring on a junior level compliance officer. This role will wor...
| Private Equity Compliance Officer | Michael Page 250,0000 - 350,000 | Manhattan, NY, 10174 | 27 Jun 08 |
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Leading New York City Hedge Fund is looking for a specialist in the area of private equity compliance. The ide...
| Deputy Compliance Officer | Not Disclosed 200,000 - 400,000 | New York, NY, 10174 | 27 Jun 08 |
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Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance gr...
| Mortgage Executive CCO/JD | Michael Page 500,000 - 1,500,000 | Manhattan, NY, 10174 | 27 Jun 08 |
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Top Hedge Fund is looking for a legal/compliance mortgage expert to head the newly launched mortgage purchasin...
| Hedge Fund Surveillance - Specialist | Michael Page 150,000 - 250,000 | Manhattan, NY, 10174 | 27 Jun 08 |
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Leading New York City hedge fund is looking to add a compliance associate with 3-6 years of experience in trad...
| Hedge Fund Compliance Associates | Not Disclosed Up to $200,000 all in | USA-NY-New York City | 25 Jun 08 |
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Top 100 Hedge Fund Seeks Experienced Compliance Associates and Analysts for growing department. Prior Buy-Side...
| Regulatory Compliance Counsel | Not Disclosed not disclosed | New York, NY, 10170 | 24 Jun 08 |
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CounselWorks is seeking SEC examiners preferably with experience in the private money management sector to wor...